Equilibrium

The force that is whatever it needs to be

Every other force in statics has a value the equations produce. Friction has an inequality instead, so it takes whatever value equilibrium demands and the bound only ever says no — which means a problem with friction in it has a range of answers rather than one.

Assumes Everything adds to nothing, and that is the whole of statics, The free body is a choice, and choosing it well is the whole skill and Counting the unknowns, and finding out whether statics can answer.

A crate stands on a concrete floor with somebody leaning on it, and nothing moves. Ask what sideways force the floor is applying and the only honest answer is: exactly as much as is being pushed, and not a newton more. Push harder and the floor pushes back harder; stop and the floor stops. No property of the concrete, the crate or the contact fixes the number — it is set by whatever else is happening.

That is a strange kind of force in a subject whose whole method is to write equations and solve them for the unknowns. Everywhere else in statics, a reaction is what the equations say it is: a roller under a beam carries whatever ΣM=0\Sigma M = 0 hands it, and the arithmetic produces one number. Friction produces no number at all. It produces a bound.

The reaction lies inside the cone, so the block standsA block of 100 on a plane at 15°, against a coefficient of friction of 0.35. Resolving across and along the plane gives a normal force of 96.6 and a friction demand of 25.9, against a capacity of μN = 33.8 — a ratio of 0.77. Added together the two make one contact reaction leaning 15.0° from the normal, and the admissible reactions fill a cone of half-angle arctan μ = 19.3°. Equilibrium is possible exactly when the demanded reaction lies inside that cone, which here it does. The weight enters neither the cone nor the lean: a block of any weight on this slope leans its reaction by the same 15.0°, which is why the angle of repose is a material property and the size of a heap of sand is not.15°reaction, leaning 15.0° from the normalthe cone: half-angle arctan μ = 19.3°W = 100demand 25.9 against a capacity of 33.8 — F/μN = 0.77the weight appears nowhere in the cone — only the direction of the reaction is asked about
Fig. 1 A block of 100 on a plane at 15°, with μ = 0.35 at the contact. Resolving across and along the plane gives a normal force of 96.6 and a friction demand of 25.9, against a capacity of μN = 33.8 — a ratio of 0.77. The normal force and the friction force add to one contact reaction leaning 15.0° from the normal, and the admissible reactions fill a cone of half-angle arctan μ = 19.3°. The weight enters neither the cone nor the lean.

The force with an inequality where the others have an equation

The whole of what follows sits in one line:

FμN|F| \le \mu N

Read it as a constraint rather than as a formula and the consequences arrive immediately. A constraint does not determine anything; it rules things out. The friction force at a contact is decided by the rest of the structure, and the coefficient is consulted only afterwards, to ask whether the value equilibrium demanded is one the contact can supply.

So a friction problem holds two questions. The first is what force is being asked for, which is ordinary statics; the second is can the contact supply it, which is an inspection. And where a structure has more than one friction contact, the first question has no single answer either.

This is friction as a constraint on equilibrium, which is a different subject from friction as physics. Why μ\mu has the value it has — asperities, real contact area growing with pressure, adhesion at the junctions — belongs with the contact and is argued elsewhere. What is argued here is what an inequality does to a count of equations, and the answer turns out to be more disruptive than the physics.

A cone of directions, with no weight anywhere in it

The geometry that makes the inequality legible comes from adding the two forces the contact supplies. A normal force NN perpendicular to the surface and a friction force FF along it sum to one reaction, leaning away from the normal by arctan(F/N)\arctan(F/N), and the inequality caps that lean at

ϕ=arctanμ\phi = \arctan \mu

so the admissible reactions fill a cone of half-angle ϕ\phi about the normal, and equilibrium is possible exactly when the reaction the structure demands points inside it. In the figure above the demand leans 15.0° against a cone of 19.3°, and the block stands.

Nothing in that comparison is a force. Both quantities are angles: one belongs to the geometry and the loading, the other to the surfaces. The weight cancels before the comparison is made, because it appears in FF and in NN alike and the test is on their ratio. That is why the angle of repose of a heap of dry sand is arctanμ\arctan \mu and nothing else — 19.3° for the coefficient drawn here — and why a bigger heap has exactly the same slope as a small one.

Three forces must meet at a pointA body held by two supports and one load. The reaction at the roller is vertical and the load's direction is given, so their lines of action fix a meeting point — and the pin reaction has to point at it.the loadroller: vertical onlypin: any directionall three lines meet here
Fig. 2 A body held by one load and two supports, where the three lines of action must be concurrent. The roller’s reaction is vertical and the load’s direction is given, so those two lines fix a meeting point and the pin’s reaction has to aim at it — one direction, found by drawing. Put friction under the roller and its reaction is any direction inside a cone, so the meeting point slides along the load’s line and the pin’s reaction becomes a range. The construction survives; its answer stops being a point.

That is the loss stated in the language of the drawing that finds the reactions. Concurrency is a genuine theorem and friction does not touch it. What friction removes is the construction’s second ingredient — a known direction — and with a range of directions in, a range of answers comes out.

What friction does to the count

The counting rule asks whether statics can answer at all: unknowns against equations, with the verdict read off the difference.

Counting unknowns against equationsThree frames differing by one member. Two equilibrium equations per joint, one unknown per member and one per restraint: fewer unknowns than equations is a mechanism, equal is solvable by statics, more needs stiffness.m 4 + r 3 − 2j 8 = -1a mechanismm 5 + r 3 − 2j 8 = 0statically determinatem 6 + r 3 − 2j 8 = +1one member too manystatics can answer only the middle case
Fig. 3 Three frames differing by one member, with two equilibrium equations per joint and one unknown per member and per restraint. Fewer unknowns than equations is a mechanism, equal is solvable by statics, more needs stiffness. A friction contact is a fourth case the count has no column for: it adds two unknowns and no equation, only a bound.

Counting unknowns against equations is the first thing done to any structure, and its verdict on a redundant frame is that the missing information is elastic: bring in stiffness, solve compatibility, and the indeterminacy resolves. That route is what one support too many is about, and it always works, at the price of needing to know a modulus.

Friction is short in a direction where that route is closed. There is no constitutive law relating a friction force to anything — no F=kδF = k\delta, no strain, nothing to be compatible with. The Coulomb model supplies a bound and declines to supply a value, so a friction indeterminacy is not resolved by a stiffness calculation; it is not resolved at all. What can be answered is whether any admissible state exists, and that is a different question from what the forces are.

The ladder does not have an answer

The standard problem in every statics course is the ladder against the wall, and it is the cleanest demonstration there is, because it is set up as a determinate problem and is not one. Four unknowns: a normal and a friction force at the floor, and the same pair at the wall. Three equations, because a plane body has three. The system is short by one, and the missing information is the kind friction does not carry. There is therefore no ladder problem with an answer. There is a one-parameter family of equilibrium states, and the useful question is whether any member of it satisfies both cones.

The cones cut a triangle, and equilibrium is a line across itThe plane of the two friction forces on a ladder at 60°: the force at the floor along one axis and the force at the wall along the other. The two cones cut the shaded triangle — its edges through the origin are the wall at its limit, F = ±0.3N, and its far edge is the floor at its limit, F = 0.4(1000 − F_wall). Equilibrium is the straight line F_wall = 700 − F_floor·tan 60°, drawn across the whole plane, and the admissible states are exactly the chord it cuts: from 344.5 to 390.7 at the floor. Setting the wall frictionless picks the point on the axis, 404.1, and that point lies 4.1 outside it — a determinate answer to a problem that does not have one. One free parameter and three equations: four unknowns, three equations, one redundancy.0100200300400500-150-100-50050100150friction at the floorfriction at the wallfrictionless wall: 404.1admissible chordequilibrium lineboth cones satisfied
Fig. 4 The plane of the two friction forces on a ladder at 60° — the force at the floor along one axis, the force at the wall along the other. The two cones cut the shaded triangle: its edges through the origin are the wall at its limit, F = ±0.3N, and its far edge is the floor at its limit, F = 0.4(1000 − F_wall). Equilibrium is the straight line F_wall = 700 − F_floor·tan 60°, and the admissible states are exactly the chord it cuts, from 344.5 to 390.7 at the floor. Setting the wall frictionless picks the point on the axis, 404.1, which lies 4.1 outside the triangle.

That single frame carries the argument. Equilibrium is a line, not a point, because three equations in four unknowns describe a line. Admissibility is a region, because each inequality cuts a pair of half-planes and the intersection of the two pairs is a triangle. What is both admissible and in equilibrium is the chord the line cuts across the triangle — a segment 46.2 N long, measured along the floor’s friction force.

The textbook answer is the point where that line meets the axis, obtained by declaring the wall frictionless so the count comes right. It satisfies all three equations exactly, and it is 4.1 N outside the triangle: the floor would have to supply 404.1 N against a capacity of 0.4×1000=4000.4 \times 1000 = 400 N, a ratio of 1.010. The determinate answer to this problem does not exist, and the ladder stands.

Which free body produced the number

Every number above comes from one free body and three equations, and the family falls out of them in two lines.

Cut the whole ladder free — floor contact at A, wall contact at B, self-weight W=200W = 200 N at mid-length, a climber of 800 N at 0.75 of the length, leaning at θ=60°\theta = 60°. Write the load moment about the base as Q=W/2+Wpa=100+600=700Q = W/2 + W_p \cdot a = 100 + 600 = 700 N in units of the ladder’s horizontal projection. Then:

ΣFx:  Ffloor=NwallΣFy:  Nfloor=WtotalFwallΣMA:  Nwalltanθ+Fwall=Q\Sigma F_x: \; F_{floor} = N_{wall} \qquad \Sigma F_y: \; N_{floor} = W_{total} - F_{wall} \qquad \Sigma M_A: \; N_{wall}\tan\theta + F_{wall} = Q

Choose FwallF_{wall} and everything else follows: Nwall=(QFwall)/tanθN_{wall} = (Q - F_{wall})/\tan\theta, then FfloorF_{floor} from the first equation and NfloorN_{floor} from the second. Nothing has been assumed and nothing has been solved — the choice was free.

The textbook answer is inadmissible and the ladder stands anywayA ladder of 200 at 60° with a climber of 800 at 75% of its length, μ = 0.4 at the floor and 0.3 at the wall. Four unknowns — a normal and a friction force at each end — against the three equations a plane body has, so one value may be chosen freely and the rest follow. The state drawn takes 63.4 at the wall, giving 367.6 and 937 at the floor, and its three equilibrium residuals close to 6e-14. Admissible states run from 344.5 to 390.7 at the floor, using 0.960 to 1.000 of that contact's cone. The determinate answer a textbook gets by setting the wall frictionless is 404.1, which needs 1.010 of the cone — more than the floor can supply. That answer does not exist, and the ladder stands.60°the floor's limit0.931.001.03wall: N 368, F 63floor: N 937, F 368climber 800ladder 200how much of the floor's cone each state usesfrictionless wall: 1.010admissible: 0.960 to 1.000four unknowns against three equations — ΣFx, ΣFy and ΣM close to 6e-14
Fig. 5 A ladder of 200 at 60° with a climber of 800 at 75% of its length, μ = 0.4 at the floor and 0.3 at the wall. The state drawn takes 63.4 at the wall, giving 367.6 and 937 at the floor, with its three equilibrium residuals closing to 6e-14. Admissible states run from 344.5 to 390.7 at the floor, using 0.960 to 1.000 of that contact’s cone. The determinate answer a textbook gets by setting the wall frictionless is 404.1, which needs 1.010 of the cone.

Check the drawn state by hand. Fwall=63.4F_{wall} = 63.4 gives Nfloor=100063.4=936.6N_{floor} = 1000 - 63.4 = 936.6, the 937 in the figure. Nwall=(70063.4)/tan60°=367.6N_{wall} = (700 - 63.4)/\tan 60° = 367.6, and ΣFx\Sigma F_x makes the floor’s friction the same 367.6, whose ratio to capacity is 367.6/(0.4×936.6)=0.981367.6 / (0.4 \times 936.6) = 0.981 — comfortably inside. The residuals the generator reports are 6×10146 \times 10^{-14}, arithmetic noise rather than approximation.

Every state on this axis satisfies all three equationsThe one free parameter of a ladder with friction at both ends, walked from end to end: the friction at the wall along the axis, and how much of each contact's cone the resulting state uses up the page. Every point drawn satisfies ΣFx, ΣFy and ΣM — the largest residual anywhere across the sweep is 1e-13 — so statics has nothing at all to say about which of them happens. What decides it is the two cones: the floor is exhausted at 23.4 and the wall at 103.3, and the admissible band between them is 46.2 wide in the floor's friction force. The frictionless-wall state sits at zero, where the floor's demand is 1.010 of its capacity — outside the band, so that state cannot occur.02040608010012000.20.40.60.811.2friction force at the wallfraction of the cone usedfrictionless wall: 1.010the limitfloorwalladmissibleevery state satisfies ΣFx, ΣFy and ΣM to 1e-13
Fig. 6 The one free parameter walked from end to end — friction at the wall along the axis, and how much of each contact’s cone the resulting state uses up the page. Every point drawn satisfies ΣFx, ΣFy and ΣM to within 1e-13, so statics has nothing to say about which of them happens. The cones decide: the floor is exhausted at 23.4 and the wall at 103.3, and the admissible band between them is 46.2 wide in the floor’s friction force. The frictionless-wall state sits at zero, where the floor’s demand is 1.010 of its capacity.

Two readings come out of that sweep that a single answer cannot give. The floor’s demand falls monotonically as the wall takes more friction, so the frictionless-wall assumption is the worst case for the base — conservative wherever it is admissible at all, which is why it survives as a teaching device. And the band is bounded at one end by the floor and at the other by the wall, so which contact binds changes with the angle, the coefficients and where the climber stands.

The only determinate ladder is the one about to slide

Imposing F=μNF = \mu N at both contacts adds two equations to three, and five equations in four unknowns are inconsistent in general — consistent here at exactly one angle.

The one ladder whose forces are determinate is the one about to slideThe band of admissible friction forces at the foot of a ladder, against the angle it leans at, for a ladder of 200 carrying 800 at 75% of its length. Below 58.93° the band is empty and no equilibrium state exists at all; at that angle exactly it is a single point, because both contacts are at their limits at once and five equations in four unknowns are consistent only there. Above it the band opens, and the indeterminacy the essay is about is the width of the shaded region: 46.2 at 60°, out of a floor friction of about 344. Steeper still and the band closes again, because the whole demand falls away.5055606570758085900100200300400500angle to the floor (degrees)friction demanded at the footno state below 58.93°46.2 wide at 60°largest admissiblesmallest admissible
Fig. 7 The band of admissible friction forces at the foot of a ladder of 200 carrying 800 at 75% of its length, against the angle it leans at. Below 58.93° the band is empty and no equilibrium state exists at all; at that angle exactly it is a single point, both contacts being at their limits at once. Above it the band opens, and the indeterminacy is its width — 46.2 at 60°, out of a floor friction of about 344.

At 58.93° the family collapses to a point, the indeterminacy vanishes and the forces become determinate. Below it no equilibrium state exists and the ladder slides. So the one configuration in which the classical friction calculation returns a genuine unique answer is the one in which the structure is on the point of failing. Setting every friction force to its limit is not a modelling convenience; it is a statement that everything is simultaneously about to slip, and a count that returns a number for every input will return one for the cases it was never valid on.

Two machines that are made out of the inequality

Friction is not only a nuisance to be checked. Two devices exist because the bound can be arranged to be un-exceedable, and in both the condition contains nothing but angles.

A wedge stays where it is driven while its angle is under twice the friction angleThe force needed to drive a wedge under a load of 50, and the force needed to hold it there, both as fractions of the load and both against the wedge angle, for μ = 0.2. The holding force crosses zero at 22.6°, which is twice the friction angle of 11.3°: below it the wedge holds itself and the "force to hold" is really a force needed to get it out again. The condition contains nothing but the two angles — equivalently μ ≥ tan(α/2) = 0.070 at the 8° drawn — so no weight, size or material strength appears in it. Driving this wedge costs 0.550 of the load for a mechanical advantage of 1.82, at an efficiency of 0.255: a self-locking wedge is a poor machine and an excellent chock.0510152025303540-0.4-0.200.20.40.60.811.21.41.6wedge angle (degrees)force, as a fraction of the loadα = 2φ = 22.6°stays where it is drivenforce to driveforce to holdnegative: none needed
Fig. 8 The force needed to drive a wedge under a load of 50 and the force needed to hold it there, as fractions of the load, against the wedge angle, for μ = 0.2. The holding force crosses zero at 22.6°, twice the friction angle of 11.3°: below that the wedge holds itself and the “force to hold” is the force needed to get it out again. Driving the 8° wedge drawn costs 0.550 of the load for a mechanical advantage of 1.82, at an efficiency of 0.255.

A wedge stays where it is driven while α2ϕ\alpha \le 2\phi, equivalently while μtan(α/2)\mu \ge \tan(\alpha/2) — a condition on the coefficient alone, with no weight, no size and no material strength in it. A screw jack is the same inclined plane wrapped round a cylinder, and it locks while its helix angle is below the friction angle. The efficiency of a self-locking screw is capped at (1μ2)/2(1 - \mu^2)/2 at the boundary α=ϕ\alpha = \phi and so never reaches one half: half the work is the price of staying put with the spanner removed.

A few turns round a bollard hold a shipThe tension ratio a rope achieves against the number of turns it is wrapped, for μ = 0.3. The curve is e^(μβ) and the marked points are 0.5 at 2.57, 1 at 6.59, 2 at 43.38, 3 at 285.68 — each turn multiplies by the same factor of 6.59, so the ratios compound rather than accumulate. Half a turn already gives 2.57, and a hand pulling 200 N holds 57.1 kN after three turns — at which point the rope, and not the friction, is what fails.00.511.522.53050100150200250300turns round the bollardtension ratio2.576.5943.38285.68each turn multiplies by 6.59200 N held becomes 57.1 kN after three turns
Fig. 9 The tension ratio a rope achieves against the number of turns it is wrapped, for μ = 0.3. The curve is e^(μβ) and the marked points are 0.5 at 2.57, 1 at 6.59, 2 at 43.38, 3 at 285.68 — each turn multiplies by the same factor of 6.59, so the ratios compound rather than accumulate. A hand pulling 200 N holds 57.1 kN after three turns, at which point the rope, and not the friction, is what fails.

The capstan is the one place the bound turns into an exponential, and its free body is one element of rope wide. Over an angle dβd\beta the tension changes by dTdT, the bollard presses with dN=TdβdN = T\,d\beta, and the friction available is μdN\mu\,dN, so dT/dβ=μTdT/d\beta = \mu T and

T2T1=eμβ\frac{T_2}{T_1} = e^{\mu\beta}

The radius is not in it. A rope round a thin pin holds exactly as well as the same rope round a fat one, because the smaller radius squeezes harder over a shorter length of contact and the two cancel exactly. The radius does not cancel out of the pressure, which is why a rope burns on a thin pin and not on a bollard.

The same shortage of equations, one field over

The inequality is not confined to bodies resting on things. It sits inside structural elements, deciding which of two mechanisms carries the load.

A preloaded joint, before and after it slipsTwo preloaded bolts at 137 kN each, on one friction face at μ = 0.5. The joint carries 137 kN by friction with the bolts in tension and not in shear at all; past that it slips into bearing and carries 188 kN with the bolts now in shear. Two different mechanisms, one joint.00.511.522.533.544.55050100150200displacement, mmload, kNfriction 137 kNbearing 188 kNslipthe rising branch is drawn, not solved: it is elastic shear of the plates
Fig. 10 Two preloaded bolts at 137 kN each on one friction face at μ = 0.5. The joint carries 137 kN by friction with the bolts in tension and not in shear at all; past that it slips into bearing and carries 188 kN with the bolts now in shear. Two different mechanisms in one joint, and the changeover is the moment the inequality stops being satisfied.

A slip-critical joint carries nothing until it slips is the same argument in a connection: below the bound the plates are held by friction and the shear in the bolt shanks is genuinely zero; above it the joint has moved into a different load path where the hole goes oval. Nothing about the applied load says which regime applies. The inequality does.

The generalisation worth carrying reaches into masonry. A friction problem asks whether some admissible state exists rather than what the state is, and that is exactly the form of the safe theorem behind the line that must stay inside: an arch is indeterminate, its thrust line is not unique, and the proof of safety is the exhibition of one line that fits within the masonry rather than the discovery of the real one. Plastic collapse analysis makes the same move with its lower-bound theorem. All three abandoned the search for the actual internal forces and replaced it with an existence question, for the same reason — the equations ran out and no constitutive law was going to supply the missing ones. That the ladder in the first chapter of every statics book belongs to that family is not usually mentioned.

The other escape from the same shortage is to fix the force by a displacement instead of bounding it, which is what retained soil does: the pressure a wall receives depends on how far the wall has moved.

Where the model stops

Coulomb friction is a model with one constant, and a rough one. A single μ\mu, independent of area, pressure and speed, is a fit rather than a law, and dirt, moisture and finish move it by more than most people would accept in a material property. Everything here is a statement about the structure of the problem, which survives a different μ\mu — the numbers do not.

The cone assumes the contact is a point. A real ladder foot has area, over which pressure and friction are distributed, and a resultant leaning inside the cone is consistent with parts of that area having already slipped — which is what a rubber foot rolling at its edge is doing.

The bodies are rigid, and admissible does not mean occupied. A real ladder bends, and bending brings in a stiffness — so a real ladder does have a determinate answer, decided by elastic compatibility at the contacts and by the order in which the load arrived. Whether the climber walked up or was there when the ladder was placed changes which member of the family is occupied, and no equilibrium equation contains that. Elasticity does not remove the indeterminacy; it replaces it with a dependence on things nobody measures.

The inequality is checked at one instant. Vibration walks a contact through its cone repeatedly, and a mean force well inside the bound can still creep — which is why machinery bases loosen, and why a load that will not hold still is a different subject.

The pictures on this page have a limitation worth naming. Every one of them draws a set — a cone, a triangle, a chord, a band — and a set is exactly what a picture of a structure cannot show. The ladder figure has to draw one state, and it draws a member of the family chosen for legibility rather than by any physical argument: any single elevation implies a determinacy that is not there. That is why the argument’s centrepiece is a plot of the two friction forces against each other. The elevation is what a reader recognises; the plane of the two forces is where the answer lives.

The ladder from here

Later rungs on this anchor: the cone derived from Coulomb’s experiments, and what its constant really summarises. Friction in three dimensions, where the admissible set stops being a plane region. Impending motion, and static against kinetic coefficients as a stability question. The order of loading, and structures whose friction forces depend on how they were assembled. Wedges and screw jacks in full, including the mechanical advantage a self-locking device gives up. Belt and band brakes, where the capstan exponential acquires a direction of rotation. Friction dampers, a bound placed in a structure deliberately to cap the force it can attract. Rocking against sliding, where the geometry decides whether a body tips before it slides. And the limit theorems for frictional systems, which are the general statement of what the ladder shows in miniature.

Coulomb reached the memoir that carries his name, in 1785, through a prize question on the rigging of ships — where the capstan, the wedge and the rope over a bollard were the practical problems of the day. The inequality has not changed since. What has changed is what is asked of it: Coulomb wanted to know whether ships’ tackle would hold, and the same three lines are now asked to say what the forces are, which they have never claimed to do.

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Angle of reposeEquilibriumFree bodyFrictionIndeterminacyOverturningSelf lockingSlip resistance