Equilibrium

The force that is really an acceleration

Every other load in this collection is applied by something. This one is applied by nothing at all — it is the body's own acceleration, written on the other side of the equation so that statics can be used on a problem statics has no business with. The move is legitimate, it is a hundred and eighty years old, and it is exactly half done more often than it is done.

Assumes The free body is a choice, and choosing it well is the whole skill, Everything adds to nothing, and that is the whole of statics and Weight is the only thing resisting it.

This site’s founding claim is that everything adds to nothing. A body at rest has forces on it that sum to zero, and the whole of statics follows.

A body going round a curve is not at rest, and its forces do not sum to zero. They sum to mama, pointing at the centre of the curve, and there is nothing to be done about that except to notice which side of the equation it is on. D’Alembert’s move, from 1743, is to put it on the other side:

Fma=0\sum F - ma = 0

call ma-ma a force, and hand the whole apparatus of statics a problem it can now solve. The force is the acceleration, written on the other side, and its only claim to existence is that the sums cancel with it there.

The force nobody applied, and the speed it wins at. Lateral force per unit weight for a vehicle on a 400 m curve, against speed. The rising curve is what the free body demands — v²/gR, which is the body's own acceleration written on the other side of the equation — and the flat line is what 6.0° of cant supplies from the weight. They cross at 73 km/h, which is the speed the curve was set out for; below it the deficiency has the other sign and the rail is pushed the other way. The upper line is overturning, at b/2h = 0.399 — and there is no mass in that number, so a loaded vehicle and an empty one go over at the same 160 km/h and only the height of the load decides. At the 108 km/h drawn the deficiency is 0.124 of the weight, which is 49 kN on this 40 tonne vehicle.
Fig. 1 The lateral force a vehicle on a 400 m curve demands, against what the cant supplies, against the ratio at which the resultant leaves the wheelbase. Two of those three lines have no mass in them at all.

Which free body produced the number

The vehicle, cut free of the track, with its weight, the rail or tyre forces, and the inertia term drawn as though it were a load.

It is worth being pedantic about the bookkeeping, because the error this invites is not subtle and it is common. Once ma-ma is on the free body, the free body is in equilibrium and the right-hand side is zero. Writing Fma=ma\sum F - ma = ma counts it twice; writing F=0\sum F = 0 without the term at all describes a body in a curve that nothing pushes. The move is all-or-nothing.

With the term in place, the arithmetic is ordinary statics. Resolve along the track’s surface: the inertia term contributes mv2/Rcosθmv^2/R\cos\theta and the weight contributes mgsinθ-mg\sin\theta, so the force the rail must supply per unit weight is

v2gRtanθ\frac{v^2}{gR} - \tan\theta

— the cant deficiency, a pure number with no mass in it. The speed at which it vanishes is gRtanθ\sqrt{gR\tan\theta}, which is what the curve was set out for: 73 km/h on the curve drawn, at six degrees of cant.

Below that speed the deficiency has the other sign and the rail is pushed the other way, which is why a slow train on a fast curve wears the inner rail. The free body is a choice, and choosing the vehicle rather than the track is what makes this one line.

A beam, its loads and its reactions. A free body: the beam cut away from everything it touches, with the forces that were doing the touching drawn on it. The reactions are computed from the loads, so their arrows are to scale relative to each other.
Fig. 2 The free body this collection usually draws: everything on it is applied by something, and the sums cancel because nothing is moving. The only difference in the figure above is one arrow whose length is the body’s own mass times its own acceleration.

The inequality with no mass in it

Overturning is the case worth dwelling on, because the result is the opposite of everybody’s intuition and it is one line.

The vehicle tips when the resultant of weight and inertia passes outside the wheel on the outside of the curve. Take moments about that wheel: the inertia term mv2/Rmv^2/R acts at height hh and the weight mgmg acts at half the track b/2b/2. The mass is a factor of both, so it cancels, and the condition is

v2gR>b2h\frac{v^2}{gR} > \frac{b}{2h}

A loaded lorry and an empty one overturn at the same speed. So do a full tanker and an empty one, provided the load’s centre of gravity is where the vehicle’s is. What decides is b/2hb/2h — the track width over twice the height of the centre of gravity — and nothing else about the vehicle at all.

Which is why the interventions that work are geometric. Lower the load; widen the track; and, for a tanker, put baffles in it — because a partly full tank has a centre of gravity that moves outward as the vehicle corners, which raises the effective hh and is the reason a half-full tanker is the dangerous one. The liquid has a period of its own is the dynamic version of the same shifting mass.

Weight is the only thing holding it down. A body 4 m wide and 12 m tall weighing 900 kN, under a wind pressure of 1 kN/m². The wind delivers 36 kN and an overturning moment of 216 kNm about the leeward toe; the weight restores 1800 kNm, a factor of 8.33. The resultant lands 0.24 m from the centre against a middle third of ±0.67 m, so the base is still wholly in bearing.
Fig. 3 The same inequality for a body that is not going anywhere. Overturning is decided by where the resultant crosses the base, and the resultant’s inclination is the ratio of horizontal to vertical force — which for a body in a curve is v²/gR and for a body in a wind is the wind over the weight.

Sliding, which does have a material in it

The other way off the curve is sideways, and the comparison between the two is instructive.

The vehicle slides when the lateral force exceeds friction: v2/gR>μ+tanθv^2/gR > \mu + \tan\theta, roughly. That inequality does not contain the mass either — friction is proportional to normal force, which is proportional to weight — but it does contain μ\mu, which is a property of two surfaces and of the weather.

So the two failure modes are separated by a comparison of two pure numbers: b/2hb/2h against μ\mu. A vehicle with b/2hb/2h below μ\mu slides before it tips, which is the safer of the two and is why racing cars are wide and low. A vehicle with b/2hb/2h above μ\mu tips first, which is a high-sided lorry on a dry road.

And it means the same vehicle changes failure mode with the weather. On ice it slides; on dry tarmac it tips. The force that is whatever it needs to be is what friction is doing in that inequality, and it is the only term in this essay that is not geometry.

The reaction lies inside the cone, so the block stands. A block of 100 on a plane at 15°, against a coefficient of friction of 0.5. Resolving across and along the plane gives a normal force of 96.6 and a friction demand of 14.1, against a capacity of μN = 48.3 — a ratio of 0.29. Added together the two make one contact reaction leaning 8.3° from the normal, and the admissible reactions fill a cone of half-angle arctan μ = 26.6°. Equilibrium is possible exactly when the demanded reaction lies inside that cone, which here it does. The weight enters neither the cone nor the lean: a block of any weight on this slope leans its reaction by the same 8.3°, which is why the angle of repose is a material property and the size of a heap of sand is not.
Fig. 4 The cone the resultant has to stay inside for the body not to slide, drawn against the base it has to stay inside for the body not to tip. Two conditions on the same resultant, and which one is reached first is a comparison of two pure numbers.

The flywheel, where the size cancels out of the stress

The cleanest instance of an inertia load in a structure rather than a vehicle is a spinning ring, and its result is one of the most surprising in the collection.

Take a thin ring of radius RR spinning at ω\omega. Each element of it has mass ρARdθ\rho A\,R\,d\theta and acceleration ω2R\omega^2R inward, so the inertia load is a uniform outward radial line load ρAω2R\rho A\omega^2R per unit length. A ring under a uniform radial load carries hoop tension of load times radius — the force that is only a radius — so

N=ρAω2R2,σ=ρω2R2=ρv2N = \rho A\omega^2R^2, \qquad \sigma = \rho\,\omega^2R^2 = \rho v^2

where vv is the rim speed. The radius has cancelled.

A flywheel’s bursting stress depends on its rim speed and on nothing else. A 250 mm wheel and a 4 m wheel of the same steel burst at the same 200 m/s, one at 7,600 rpm and the other at 480. And the energy stored per unit mass is 12v2\tfrac{1}{2}v^2, which is the same quantity again — so the whole design of a flywheel is a competition between one material property, σ/ρ\sigma/\rho, and nothing else at all.

That is why flywheels are made of composites rather than steel: not because they are stronger, but because σ/ρ\sigma/\rho is several times better, and σ/ρ\sigma/\rho is the entire specification. The ranking belongs to the load case is the general form of that argument.

The free body that makes a hoop force a pressure times a radius. Half a ring cut along a diameter, with the pressure drawn normal to the wall wherever the wall is. Vertical equilibrium of the half ring is the whole derivation: the pressure acts over the projected width 2R whatever the shape of the arc, the two cut faces carry N each, so N = pR — 750 kN per metre here at 0.5 MPa on a 1.5 m radius. The result contains no wall thickness, no second moment, and no length along the pipe, which is why a hoop force is the one internal force in this collection that arrives with no lever arm attached to it. The stress does contain the thickness — 150 MPa at 5 mm — but the force does not, and a thicker wall carries exactly the same force at a lower stress.
Fig. 5 The free body the flywheel’s answer comes from. Half a ring, with a uniform outward pressure over its projected width — and the answer is that pressure times the radius, whatever the wall thickness and whatever supplied the pressure. Here the pressure is the ring’s own mass in circles.

The cant a track is set out at, and the two speeds it is not

A railway curve’s cant is a single number and the trains on it are not, which makes the setting-out a compromise with a name.

Cant is chosen for an equilibrium speed — the speed at which the deficiency vanishes and the passengers feel nothing sideways. A fast train exceeds it and runs at a cant deficiency; a slow freight train runs below it, at a cant excess, with the resultant leaning inward. Both are limited, and for different reasons: deficiency by passenger comfort and by the lateral force on the rail, excess by the wear on the inner rail and by the risk of a stopped train overturning inward in a high wind.

The numbers are worth having because they show how small the margins are. Actual cant is limited to about 150 mm on 1,435 mm track — six degrees — because a train stopped on the curve must not be uncomfortable or unstable. Cant deficiency is limited to about 110 mm, a further four degrees. Together they allow tanθ0.18\tan\theta \approx 0.18, so the maximum lateral acceleration is about 0.18 g and the fastest speed on a curve of radius RR is 1.8R\sqrt{1.8R} metres per second — 190 km/h on a 1,500 m curve, and no faster whatever the train.

That single inequality is why high-speed lines are straight. The speed goes as the square root of the radius, so doubling the speed needs four times the radius, and the radius is bought in land. It is a geometric constraint on a national scale that comes from one term on one free body, and tilting trains exist entirely to move it — by tilting the body rather than the track, they raise the deficiency the passenger feels without raising the force on the rail.

A closed force polygon. The forces on a joint, laid tip to tail. Equilibrium is the statement that the polygon closes, and the gap when it does not is the out-of-balance force, to scale.
Fig. 6 The whole of a cant calculation as a drawing. Weight down, inertia sideways, and the resultant leaning by the arctangent of their ratio — the cant angle is whatever makes that resultant perpendicular to the track, and everything else is how far from perpendicular it is allowed to be.

The load that swings out, and keeps swinging out

Slew a crane, or start a fairground swing, and the load hangs out at an angle. The naive calculation takes the radius as drawn and finds tanθ=ω2r0/g\tan\theta = \omega^2r_0/g. It is too small, and the reason is a feedback.

Swinging out increases the radius, which increases the inertia force, which swings it out further. The equilibrium angle is the root of

tanθ=ω2(r0+sinθ)g\tan\theta = \frac{\omega^2(r_0 + \ell\sin\theta)}{g}

and it is always larger than the uncoupled answer. For a load slung 12 m below a jib at 18 m, slewing at 0.35 rad/s, the naive angle is 12.7° and the true one is 14.7° — a 17% growth in radius over the un-swung value.

That matters because a crane’s duty is quoted at a radius, and the radius the operator reads off the jib is not the radius the load is at. The overturning moment is the load times the true radius, so a chart read at the drawn radius understates the moment by the same 17%. Balanced, and four times as heavy is the counterweight arithmetic this feeds into, and the feedback is the reason slewing rates are limited rather than because of anything the machine cannot take.

One counterweight, two governing cases, and neither is balanced. A jib crane whose trolley runs between 3 m and 40 m. A counterweight is a moment, so it can balance the load at one radius only: sized for the mean radius it is 1272 kN, and the structure then carries 1110 kNm one way with the load out and 1290 kNm the other way with the jib empty. The empty case is the one people forget, and it is the larger of the two here: a crane with nothing on the hook is a crane leaning backwards.
Fig. 7 Where the swung radius goes. A crane’s stability is a moment balance about a tipping line, and the load’s radius is one of the two lever arms in it — so a load that has swung out has moved the argument, not merely the load.

A structure that never moves, carrying an inertia load

It would be easy to file all of this under vehicles. It should not be, because the largest inertia loads most structural engineers ever design for are applied to buildings that go nowhere.

An earthquake is an inertia load and nothing else. The ground moves; the building’s mass resists being moved; and the force on every floor is that floor’s mass times its own acceleration, put on the free body by exactly the move this essay opened with. A response spectrum is a table of accelerations, and the “equivalent static force” method is d’Alembert’s principle with a coefficient — the spectrum is not a load is what that coefficient is a summary of.

The same is true of a crane’s hoist, a lift’s emergency stop, a machine’s out-of-balance, a vehicle impact and a blast. In every case the free body is a mass and its own acceleration, and in every case the design question is what acceleration to use rather than what force.

Which gives a way of sorting the loads on a structure that is more useful than dead-and-imposed. Some loads are applied and some are inertia, and the two behave differently under nearly everything: an applied load does not change when the structure is stiffened, and an inertia load does, because stiffening a structure changes its period and its period decides its acceleration. A stiffer building attracts more earthquake force, and there is no analogue of that for its own weight.

Where the model stops

The motion was steady. A body going round a curve at constant speed has a purely radial acceleration; one that is also accelerating along the curve has a tangential term as well, and the resultant inertia force is no longer horizontal or radial. Braking on a curve is the case, and it is the one that produces most of the incidents.

The body was rigid. A vehicle on suspension rolls outward as it corners, which raises the effective height of its centre of gravity and lowers the overturning speed — often by a fifth. A rigid-body calculation of a sprung vehicle is unconservative in exactly the term it is most sensitive to.

The rotation was slow enough to be treated statically. A slung load reaching its equilibrium angle does so by swinging, and it overshoots: the dynamic amplification on a suddenly applied slew is up to a factor of two on the change in angle. Twice the deflection, for the same load is that factor, and it applies here to a load nobody thinks of as suddenly applied.

The pavement was assumed to hold the wheels. A vehicle on a curve delivers its lateral force to whatever it is standing on, and a crane or a stacker on a slab delivers it to the slab — which then has to carry a horizontal force applied at the top of a wheel and resisted at its own supports. That is an ordinary structural problem which is very often forgotten, because the load case is filed under “vehicle” rather than under “lateral”.

And the frame was assumed to rotate uniformly. A body in a genuinely accelerating rotating frame has a Coriolis term as well as a centrifugal one — a force proportional to velocity relative to the frame, at right angles to it. For a crane’s trolley moving in or out while the jib slews it is real and is what makes the load’s path a spiral rather than an arc.

The generalisation

The habit worth taking away is to notice which side of the equation a term is on, and to move it deliberately rather than by reflex.

D’Alembert’s move is one instance. There are others in this collection that have the same shape: a prestress is a load or a resistance depending on which side it is written, and the load put on backwards is entirely about choosing; a settlement is a displacement or a moment field, and the support that moved is the same choice; a temperature change is a strain or a force. In every case the physics does not care and the arithmetic does, and putting a term on the wrong side is the commonest way to count it twice or not at all.

The second thing to carry is the test this essay applied three times: look for the symbols that cancel. The mass cancelled out of the overturning inequality; the radius cancelled out of the flywheel’s stress; the material cancelled out of the cant. Each cancellation is a statement that a whole family of structures behaves identically, and each is worth more than the number it came from — because a number is about one design and a cancellation is about all of them.

Named alongside this one

Essays reaching for the same objects. Nobody chose these; they are what the concept index makes visible.

The objects this essay names

Each one links to every other essay that touches it.

AccelerationCantCentrifugal forceDalembertDynamic amplificationEquilibriumFree bodyFrictionHoop tensionImpact factorInertiaOverturningRiggingScaleStability