Structural Engineering & Statics
where the load goes
Concept

Upper bound theorem — where it appears

Any collapse mechanism that satisfies compatibility gives a load at or above the true collapse load. It is why a mechanism-based estimate is unsafe and has to be minimised over mechanisms, and it is one half of the pair that closes on the undrained bearing capacity of a footing.

Named by 2 essays across one field — each of them below, with the objects they name alongside it.

The two theorems close on the answer from opposite sides. A pinned-base portal frame under 200 kN at mid-span and 80 kN at the eaves, with a plastic moment of 200 kNm. The three horizontal lines are mechanisms — work equations, each an upper bound: the beam mechanism gives 1.000, sway 1.250 and the combined one 0.714. The curve is the lower bound: for each value of the one redundant, the largest load factor whose moment field stays inside the plastic moment everywhere. Its peak is 0.714, and it touches the lowest mechanism exactly — so the collapse load is known rather than bracketed. Using the beam mechanism instead would have claimed 1.40 times the real capacity, and the sway one 1.75 times, both of them on the wrong side.

Two ways of being wrong

Plastic analysis has two theorems and they point in opposite directions. Any equilibrium field that nowhere exceeds the plastic moment gives a load at or below the collapse load; any mechanism gives one at or above it. Only one of those errors is safe.

equilibrium · bound theorems A bearing capacity is a mechanism, and here it is. Prandtl's collapse mechanism under a 3.0 m footing in a soil of 32° friction. A rigid wedge is driven down with the footing at 61° to the horizontal; a fan of radial shear turns the stress through exactly ninety degrees on a logarithmic spiral whose growth rate is tanφ; and a passive wedge at 29° has to be pushed up and out of the way. Nothing here is empirical — every angle is a function of φ alone — and the mechanism reaches 15.9 m from the centre, which is 10.6 times the footing's half width. That is why two footings closer together than about four widths do not have separate bearing capacities.

The ground is a mechanism

Bearing capacity is met as a formula with three terms and a table of coefficients, and that presentation hides what it is. Underneath is a plastic collapse mechanism — a rigid wedge, a fan of radial shear on a logarithmic spiral, and a passive wedge that has to be pushed up and out of the way — and every coefficient in the table is a property of that one drawing.

equilibrium · bearing capacity

Named alongside it

The objects these essays reach for when they reach for this one.

Collapse mechanismLower bound theoremBearing capacityCohesionDuctilityEarth pressureEquilibriumFailure surfaceFree bodyFriction angleLimit analysisLoad factor

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