Concept

Modal analysis — where it appears

Decomposing a structure's motion into independent modes, so that a building with many floors becomes a set of separate one-mass problems. It works because the modes are orthogonal with respect to both mass and stiffness, which turns a coupled set of equations into a set of independent ones.

Named by 10 essays across 2 fields — each of them below, with the objects they name alongside it.

Three modes of a five-storey frame. The first three mode shapes of a five-storey shear frame, from the eigenvalue problem rather than sketched. Mode 1 has a period of 0.6 s, no node and carries 88.0% of the mass; Mode 2 has a period of 0.21 s, one node and carries 8.7% of the mass; Mode 3 has a period of 0.13 s, two nodes and carries 2.4% of the mass. The nth mode crosses the axis n−1 times, which is a theorem rather than a drawing convention.

A structure has more than one period

One mass on one spring has one period. A building with eight floors has eight, each with a shape of its own, and the second one bends the building into a curve nobody drew. They are not harmonics, they do not interfere, and each behaves as though the others were not there.

dynamics · Mode shapes
How much of the mass each mode carries, over eight modes. The effective modal mass of each of the eight modes of a frame of eight storeys, as a percentage of the total. Mode 1 carries 85.6% and mode 2 9.1%; two modes are needed to reach 90% of the mass. The masses sum to exactly the total, which is a property of the eigenvectors rather than a normalisation applied afterwards.

Most of the mass moves together

A sixteen-storey frame has sixteen modes, and the first one carries eighty-four per cent of the mass. That is why a hand calculation on one mode gets the base shear right to within a tenth — and why the same calculation gets the acceleration at roof level wrong by a factor of two.

dynamics · Modal mass
Three quantities converging at three different rates. How much of the exact answer a truncated modal analysis of a ten-storey building reaches, against how many modes it keeps. The mass count is the rule — ninety per cent, reached at two modes. The base shear is ahead of it: one mode carries 85 per cent of the mass and 98 per cent of the base shear. The force in the top storey is behind it, at 80 per cent on one mode and 94 on two. The rule is written in the quantity that converges fastest, and it is checked against a quantity nobody plots.

The modes that were left out

Nobody runs every mode a model has, and the rule for how many is a mass count — enough to account for ninety per cent of the structure. The rule is written in the one quantity that converges fastest. On a twenty-storey frame two modes give the base shear to within one per cent and the force in the top storey to within twenty.

dynamics · Mode shapes
Two capacity curves that agree, from two answers that do not. Base shear against roof drift for the same eight-storey frame with a soft ground storey, pushed with a fixed triangular pattern and with one recomputed from the tangent stiffness at every step. At a roof displacement of 426 mm they differ by 8.7 per cent — which is the number a capacity-spectrum procedure reads, and it is the number that is nearly the same. The storey drifts underneath these two curves differ by a factor of 3.8 at the fourth floor, and the drift is what the analysis was run for.

The pattern that stopped describing the building

A pushover analysis pushes with a load pattern chosen to resemble the first mode, and by the time the structure has done anything worth analysing it no longer has that mode. Recomputing the pattern as the frame softens changes the base shear by nine per cent and the drift at the fourth floor by a factor of four.

dynamics · Pushover
The cross term has the sign of the two contributions. Four responses of the floor, each combined three ways and divided by the complete quadratic combination at ρ = 0.50. Base shear: modal 927 and 839 kN, so the root-sum-square is 0.82 of it and the absolute sum 1.15. Base torque: modal -8640 and 8640 kNm, so the root-sum-square is 1.41 of it and the absolute sum 2.00. Flexible edge: modal 60 and -6 mm, so the root-sum-square is 1.05 of it and the absolute sum 1.15. Stiff edge: modal -5 and 47 mm, so the root-sum-square is 1.05 of it and the absolute sum 1.15. Where the two modes push the same way the root-sum-square is short; where they push opposite ways it is long.

The twist the combination rule invents

Two modes close together respond together, and the square root of the sum of squares assumes they do not. The error has the sign of the two modal contributions: where they agree, as they do in base shear, the rule comes up short, and where they oppose, as they always do in torque, it comes up long — by a factor of five for a floor whose stiffness sits twenty centimetres off its mass, a torque the building does not have.

dynamics · Mode shapes
The damping that stops helping. The storey drift's white-noise root-mean-square as the bearings' damping is raised from 2 to 50 per cent, each divided by the exact value at 2 per cent. The classical analysis promises that every increment helps, and at 50 per cent predicts 0.20 of the lightly damped drift. The exact analysis flattens: 0.34 at 20 per cent and 0.29 at 50, because the damping force at the bearings is transmitted into the superstructure's own mode, which the classical analysis has decoupled from it.

The damping that belongs to no mode

Give every mode its own damping ratio and throw the rest of the damping matrix away, and an isolated building's periods and damping come out right to within a fifth of a per cent. Its storey drift at the superstructure's frequency comes out six times too small. The bearings' dashpot pushes on both modes at once, and the more of it there is the less extra damping buys: the classical analysis promises the drift keeps falling, and it stops.

dynamics · Mode shapes
Bearing damping that shakes the roof harder. The roof's white-noise root-mean-square acceleration as the bearings' damping rises from 3 per cent to 58 per cent, exact and classical, both divided by the exact value at 3 per cent, for the six-storey building. The classical analysis falls all the way, to 0.33. The exact one falls to a minimum of 0.44 at about 28 per cent and then rises, to 0.50 at 58 per cent: past the minimum, every extra per cent of damping at the bearings shakes the top floor harder, while the classical analysis says it is still helping.

The top floor the bearings shake

On a building of several storeys, the damping at the isolation bearings is tied less tightly to each higher structural mode than to the one below. It still does more harm in each, because the ground barely reaches those modes on its own. The error the usual analysis throws away gathers in the upper storeys, and past about a third of critical damping at the bearings the roof shakes harder while the analysis says it is still helping. How much damping is best depends on how tall the building is.

dynamics · Mode shapes
A mode that points wherever the asymmetry points. A square floor 24 m on a side, equally stiff in both directions, with a period of 0.80 s. Four copies are drawn on top of each other, each made stiffer by one part in 1,000,000 along a different direction: 0°, 20°, 45°, 70°. The first mode each one returns lies along 90°, 110°, 135°, 160° — at right angles to its stiffening, whatever the size of it — and the two periods differ by one part in 1,000,000. Four structures no instrument could tell apart have first modes pointing four different ways. The floor with no asymmetry at all has no first mode: every direction is one.

Two modes that are really a plane

A building equally stiff in both directions has two translational modes with one period, and they are not a pair of shapes but a whole plane of them. The pair an analysis returns is chosen by asymmetries of a millionth, so any result that depends on the pair — a square-root combination, a comparison with measured modes — inherits a choice the building never made. Damping then decides whether the difference can be seen at all.

dynamics · Mode shapes
The same mode's curvature, which can. The first mode's drift in each storey — the difference between the floors above and below it, which for a shear building plays the part a beam's curvature plays — intact, solid, and with storey 3 10 per cent less stiff, dashed, each scaled to the roof. The damaged storey's drift rises by 9.6 per cent; the storeys above it change by at most 1.8 and below it by at most 1.5. The largest change is in storey 3: the drift finds the damage and says where it is, which the frequency's fall of 0.91 per cent cannot.

What a mode shape notices that a frequency does not

Take a tenth of the stiffness out of one storey of a ten-storey building and its first frequency falls by a per cent at most, and by almost nothing if the storey is near the top. The mode shape looks unchanged, its match to the old one 0.99997. But the mode's storey drift — its curvature — rises by about a tenth in the damaged storey and hardly anywhere else, wherever that storey is. The instrument that sees the damage is the one almost nobody installs.

dynamics · Mode shapes
Three members after a diagonal goes. The forces in three members of the counter-braced truss when the diagonal 9–2, carrying 242 kN, is removed instantaneously, with 2 per cent damping, over one and a half of the damaged truss's first periods (0.57 s); dashed, the static force each settles to. The counter-diagonal 1–10 goes from −112 kN to −354 kN and peaks at −491 kN, 1.57 times its change. The bottom chord 3–4 ends exactly where it started, 750 kN, and on the way peaks at 1,115 kN. The bottom chord 2–3 settles lower, at 556 kN, after a first swing the other way, to 905 kN.

The factor of two belongs to one mode

A member that fails suddenly hands its force to the structure around it all at once, and the convention is to double the static answer: a load applied suddenly to a spring overshoots to twice its static deflection. A truss is not one spring. Take a diagonal out of a counter-braced truss in an instant and some members swing to three times their change of force, one swings the wrong way first, and a bottom chord whose force does not change at all passes through half as much again as it carries — because every mode overshoots by two, at its own time, and a member is a sum of modes.

structures · Robustness

Named alongside it

The objects these essays reach for when they reach for this one.

Mode shapeNatural periodOrthogonalityDegrees of freedomEigenvalueDampingModal massSoft storeyFrequency responseResonanceResponse spectrumStiffness matrix

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